Annual Report Format
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areas where the Firms training programme should be improved, and proposals for making appropriate improvements The Firm has ensured that an appropriate training program has been delivered to its employees Yes No Comments: (how did the firm determine whether the training was appropriate aligned with 1 if no, why not, what is the remediation plan ) The Firm has delivered training program to: the totality of the Firm s employees most of the Firm s employees to a few number of the Firm s employees training program has not been delivered to the Firm s Comments: (who received the training who did not why not remediation program in place ) Summary of the programme Comments: (summary of the program, how did the program assist the Firm in discharging its obligations under Areas where the Firm s training programme should be improved Yes No areas to improve Comments: (if yes, what are they ) Proposals in place for making appropriate improvements Yes No proposals Comments: (if yes, what are they ) High Risk customers - in line with Chapter 3 6..
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