Annual Performance Report



Save, fill-In The Blanks, Print, Done!

Click on image to zoom / Click button below to see more images
Adobe Acrobat (.pdf)

  • This Document Has Been Certified by a Professional
  • 100% customizable
  • This is a digital download (338.48 kB)
  • Language: English
  • We recommend downloading this file onto your computer.


  
ABT template rating: 7

Malware- and virusfree. Scanned by: Norton safe website

How to draft a Annual Performance Report? An easy way to start completing your document is to download this Annual Performance Report template now!

Every day brings new projects, emails, documents, and task lists, and often it is not that different from the work you have done before. Many of our day-to-day tasks are similar to something we have done before. Don't reinvent the wheel every time you start to work on something new!

Instead, we provide this standardized Annual Performance Report template with text and formatting as a starting point to help professionalize the way you are working. Our private, business and legal document templates are regularly screened by professionals. If time or quality is of the essence, this ready-made template can help you to save time and to focus on the topics that really matter!

Using this document template guarantees you will save time, cost and efforts! It comes in Microsoft Office format, is ready to be tailored to your personal needs. Completing your document has never been easier!

Download this Annual Performance Report template now for your own benefit!

FY 2015 Annual Performance Report FY 2017 Annual Performance Plan A Reader’s Guide to the SEC’s Performance Information 22 FY 2015 APR and FY 2017 APP Summary 22 Performance Summary by Strategic Goal and Strategic Objective 23 Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment 23 Strategic Goal 2: Foster and Enforce Compliance with the Federal Securities Laws 31 Strategic Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions 42 Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment and Management of Human, Information, and Financial Capital 48 FY 2017 CBJ, FY 2017 APP, AND FY 2015 APR • FY 2015 ANNUAL PERFORMANCE REPORT AND FY 2017 ANNUAL PERFORMANCE PLAN A Reader’s Guide to the SEC’s Performance Information The following chapters comprise the agency’s FY 2015 Annual Performance Report (APR) and FY 2017 Annual Performance Plan (APP), which explains how the SEC uses resources to achieve each of its four strategic goals.. These initiatives and functions include: • Registration and regulation of security-based swap data repositories (SDRs), security-based swap dealers (SBSDs), major security-based swap participant (MSBSPs), and swap execution facilities • Regulatory reporting and public dissemination of security-based swap data • Mandatory clearing of security-based swaps • Application of security-based swap rules to cross-border activities and persons engaged in those activities PAGE 23 FY 2017 CBJ, FY 2017 APP, AND FY 2015 APR • FY 2015 ANNUAL PERFORMANCE REPORT AND FY 2017 ANNUAL PERFORMANCE PLAN • Expanded regulation and supervision of clearing agencies and • Ongoing implementation of final rules restricting certain proprietary trading activities of broker-dealers under the Volcker Rule, including interagency coordination of interpretations, examinations, and enforcement of the rules.. FY 2012 FY 2013 FY 2014 FY 2015 Actual Prior-year data not available 815 251 424




DISCLAIMER
Nothing on this site shall be considered legal advice and no attorney-client relationship is established.


Leave a Reply. If you have any questions or remarks, feel free to post them below.


default user img

People don’t believe what you tell them. They rarely believe what you show them. They often believe what their friends tell them. They always believe what they tell themselves. | Seth Godin