HTML Preview Annual Performance Report page number 1.

A Reader’s Guide to the SEC’s Performance Information 22

FY 2015 APR and FY 2017 APP Summary 22

Performance Summary by Strategic Goal and Strategic Objective 23

Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment 23

Strategic Goal 2: Foster and Enforce Compliance with the Federal Securities Laws 31

Strategic Goal 3: Facilitate Access to the Information Investors Need to Make

Informed Investment Decisions 42

Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment

and Management of Human, Information, and Financial Capital 48