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A Reader’s Guide to the SEC’s Performance Information 22
FY 2015 APR and FY 2017 APP Summary 22
Performance Summary by Strategic Goal and Strategic Objective 23
Strategic Goal 1: Establish and Maintain an Effective Regulatory Environment 23
Strategic Goal 2: Foster and Enforce Compliance with the Federal Securities Laws 31
Strategic Goal 3: Facilitate Access to the Information Investors Need to Make
Informed Investment Decisions 42
Strategic Goal 4: Enhance the Commission’s Performance through Effective Alignment
and Management of Human, Information, and Financial Capital 48
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