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HTML Preview Compliance Monitoring Officer Job Description page number 1.
1
Job Description
for Corporate Com
pliance
Monitoring Officer,
for
Punter Southal
l Aspire
Date completed: New role
Date Last Updated:
Vacanc
y
Reference
PS16153
Title
Corporate Compliance Monitoring Officer
Branch
CBU
based in Guildford with travel to Punte
r
Southall Aspire offices as required.
Controlled Function registration
N/A
Aim of Role
To provide professional Compliance guidance and
assistance to all Punter Southall Aspire staff
.
The management of risk is controlled by the full use
of compliance monitoring within Punter Southall
Aspire.
Reporting Lines up
Title
Scope of Responsibility
Punter Southall Aspire Corporate Compliance Manager
Solid line
Direct reporting lines down
Title
Scope of Responsibility
N/A
N/A
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To win without risk is to triumph without glory. | Pierre Corneille