Compliance Monitoring Officer Job Description


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Job Description for Corporate Compliance Monitoring Officer, for Punter Southall Aspire Date completed: New role Vacancy Reference Date Last Updated: PS16153 Title Corporate Compliance Monitoring Officer Branch CBU based in Guildford with travel to Punter Southall Aspire offices as required.. Reporting Lines up Title Scope of Responsibility Punter Southall Aspire Corporate Compliance Manager Solid line Direct reporting lines down Title Scope of Responsibility N/A N/A Description of Responsibilities Competencies Appropriate to Title and Position Core Competencies Compliance Contributing to the Monitoring production and Programme implementation of the Punter Southall Aspire Compliance Monitoring Programme in a timely manner.. Self Management: Manage own behaviour and performance through selfawareness, high personal standards and maintaining resilience under pressure Analytical problem solving skills: Ability to gather and analyse information and use thinking skills to Reporting Reporting instances of non-compliance and risk to the Punter Southall Aspire Corporate Compliance Manager in a timely manner..


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